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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-12-07
NJ RA APPROVED 2015-10-27
  • MA RA
    APPROVED
    Since 2015-12-07
  • NJ RA
    APPROVED
    Since 2015-10-27

Branch Locations

Sudbury, MA • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. New York NY 07/2000 Present
Blackrock Boston MA 04/2015 Present
Blackrock Investments, Llc Boston MA 04/2015 Present
  • 07/2000 → Present
    Oppenheimerfunds Distributor, Inc.
    New York, NY
  • 04/2015 → Present
    Blackrock
    Boston, MA
  • 04/2015 → Present
    Blackrock Investments, Llc
    Boston, MA
Other Businesses

(1) C.I. TOP S.A.; C.I. TOP S.A. specializes in the procurement logistics and storage of vegetable oil with a particular focus on palm oil and its derivatives for both import and export. C.I. TOP S.A. operates within the Colombian palm oil market sourcing from 45 different palm oil mills. Represent the organization to stakeholders: Board members are expected to represent the organization to its stakeholders including shareholders employees customers and the wider community. -Recruit and evaluate senior management: Board members are responsible for hiring and evaluating the performance of senior management ensuring that the organization has the right leadership in place to achieve its strategic objectives.; BOARD MEMBER; Monthly meetings on the 2nd Friday of each month -Duration of the meeting: 2 hours -Time: 2 pm to 4 pm UTC-5.; 03-17-2023 (2) Ruddock; Online retail; Father/ parent owner; Advisor / owner; 2-4 hrs/month; Start Date:03-22-2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-26
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S65 Uniform Investment Adviser Law Examination
    2015-10-26
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13

View on SEC IAPD

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