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Robert Mcdaniel Brownlow

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-17
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-10-17
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Charlotte NC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2016 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 05/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Charlotte, NC
    Charlotte, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-27
S65 Uniform Investment Adviser Law Examination 1996-12-27
  • S63 Uniform Securities Agent State Law Examination
    1996-12-27
  • S65 Uniform Investment Adviser Law Examination
    1996-12-27

View on SEC IAPD

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