Steven Douglas

Current Employers

Employment History

• 10/1996 → 10/2019
  1St Global Capital Corp.
  Garnet Valley, PA
• 03/1997 → 10/2019
  1St Global Advisors, Inc.
  Garnet Valley, PA
• 09/2008 → 09/2025
  Avantax Insurance Services, Inc.
  Garnet Valley, PA
• 01/2011 → Present
  Kristy M. Doulgas, Cpa
  Garnet Valley, PA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Garnet Valley, PA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Garnet Valley, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  West Chester, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  West Chester, PA
  Honey Brook, PA
• 1998-01-21 → 2019-10-25
  1St Global Advisors Inc
  Garnet Valley, PA

Other Businesses

1)EXCHANGE CLUB CENTER FOR THE PREVENTION OF CHILD ABUSE OF CHESTER COUNTY PA; POSITION: Advisory Board member NATURE: A private non-profit program that seeks to prevent child abuse in families at risk of abuse. Parent aides work one on one with families (usually single parents) to teach them life skills and how to deal with stress without reaching to violence and verbal abuse. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/27/1990; ADDRESS: 310 N Matlack St, West Chester PA 19380, United States; DESCRIPTION: This is an advisory board only. We have no legal authority to set policies, establish budgets or hire/fire employees. We make recommendations only and assist the program director with fund raising (primarily). This is a program under the umbrella of Family Service of Chester County. This OBA was formerly covered under my Family Service of Chester County activity, which I changed to inactive earlier this year after leaving the FSCC board. 2) NAME OF OTHER BUSINESS: KRISTY M DOUGLAS CPA INVESTMENT RELATED: NO ADDRESS: 535 N CHURCH ST SUITE 113 WESTCHESTER PA 19380 NATURE OF BUSINESS: ACCOUNTING START DATE: 01/01/2012 POSITION/TITLE/RELATIONSHIP: CPA APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES 3) BRANDYWINE VALLEY WEALTH ADVISORS, LLC; POSITION: OWNER - FINANCIAL SERVICES NATURE: FINANCIAL ADVISORS INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 06/05/2001; ADDRESS: 22 N VALENTINE DR, GARNET VALLEY PA 19060, United States; DESCRIPTION: MAJORITY OWNER OF THIS WEALTH MANAGEMENT FIRM PERFORMING CLIENT SERVICES AND ADMINISTRATIVE SERVICES REQUIRED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-09
• S63 Uniform Securities Agent State Law Examination
  1996-12-20

Designations

Other Names

• Steve Douglas