Warren Kim

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2024-05-01

NV RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2024-05-01

Branch Locations

Las Vegas, NV • United States

2700 Sunset Rd, Suite 8, Las Vegas, NV 89120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Global Atlantic Financial Company	Hartford	CT	02/2015	02/2021
Axio Financial Llc	New York	NY	02/2021	07/2021
Insperex Llc	Delray Beach	FL	10/2021	09/2022
J. P. Morgan Securities Llc	Plano	TX	10/2022	05/2024
Jpmorgan Chase Bank N. A.	Plano	TX	10/2022	05/2024
Unemployed	Las Vegas	NV	08/2021	09/2021
Jswk Co	Las Vegas	NV	09/2020	Present
Global Atlantic Distributors, Llc	Hartford, Ct	CT	02/2015	02/2021
Lpl Financial	Las Vegas	NV	05/2024	Present

02/2015 → 02/2021

Global Atlantic Financial Company

Hartford, CT
02/2021 → 07/2021

Axio Financial Llc

New York, NY
10/2021 → 09/2022

Insperex Llc

Delray Beach, FL
10/2022 → 05/2024

J. P. Morgan Securities Llc

Plano, TX
10/2022 → 05/2024

Jpmorgan Chase Bank N. A.

Plano, TX
08/2021 → 09/2021

Unemployed

Las Vegas, NV
09/2020 → Present

Jswk Co

Las Vegas, NV
02/2015 → 02/2021

Global Atlantic Distributors, Llc

Hartford, Ct, CT
05/2024 → Present

Lpl Financial

Las Vegas, NV

Previous Registrations

2022-12-16 → 2024-06-12

J.P. Morgan Securities Llc

Plano, TX

Plano, TX

Tempe, AZ

Atlanta, GA

Tempe, AZ

Tempe, AZ

Atlanta, GA

Tempe, AZ

Atlanta, GA
2011-03-15 → 2011-11-23

Voya Investment Management Co. Llc

New York, NY
2009-12-09 → 2010-12-01

Directed Services Llc

West Chester, PA

Other Businesses

1. 05/01/2024- Crossroads Financial Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) - Start date: 4/29/2024 2. 05/01/2024- Non-Variable Insurance- Inv Rel- 48 hrs per mnth- 3 hrs during trading- start date 04/29/2024 48hrs/mnth 3hrs during trading 3. 05/01/2024- JSWK Co, LLC- Real Estate Rental- NV 89148- 1 hr per mnth 0hr during Trading - start date 04/21/2024 4. 10/06/2025 - BNKRS Inc - Insurance Agency - Inv rel - At reported business location(s) - Start date: 08/18/2025 - 1 hr per mnth 0hr during Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-26
S63	Uniform Securities Agent State Law Examination	2001-10-05

S65 Uniform Investment Adviser Law Examination

2022-11-26
S63 Uniform Securities Agent State Law Examination

2001-10-05

Other Names

Won Min Kim
Warren Wonmin Kim

View on SEC IAPD