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John Marshall Williams

Dominari Securities LLC

New York, NY

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Current Employers
Dominari Securities Llc

725 Fifth Ave., 23Rd Fl., New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-17
FL RA APPROVED 2026-04-08
PA RA APPROVED 2026-01-08
NY RA APPROVED 2024-10-08
  • WA RA
    APPROVED
    Since 2026-04-17
  • FL RA
    APPROVED
    Since 2026-04-08
  • PA RA
    APPROVED
    Since 2026-01-08
  • NY RA
    APPROVED
    Since 2024-10-08

Branch Locations

725 Fifth Avenue, 23Rd Fl., New York, NY 10022 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Photos By Jwill Melville NY 10/2012 Present
Arive Capital Markets Iselin NJ 03/2015 Present
Alexander Capital, L.P. Red Bank NJ 03/2021 10/2024
Dominari Securities, Llc New York NY 10/2024 Present
  • 10/2012 → Present
    Photos By Jwill
    Melville, NY
  • 03/2015 → Present
    Arive Capital Markets
    Iselin, NJ
  • 03/2021 → 10/2024
    Alexander Capital, L.P.
    Red Bank, NJ
  • 10/2024 → Present
    New York, NY
Other Businesses

1) PHOTOS BY JWILL: PO BOX 1113, MELVILLE, NY 11747. 10/2012. I AM PHOTOGRAPHER/OWNER FOR THIS PHOTOGRAPHY BUSINESS. I WILL DEVOTE 10-15 HOURS PER MONTH TO THIS BUSINESS. I AM COMPENSATED BY FEES. 2) JWill150 Consulting - business and compliance consultant. 7/2017. I will devote 10-15 hours per month. I am compensated by fees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-13
S66 Uniform Combined State Law Examination 2005-07-16
S63 Uniform Securities Agent State Law Examination 1997-02-25
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
  • S66 Uniform Combined State Law Examination
    2005-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-02-25
Other Names
  • John Marshall Williams
  • John M Williams

View on SEC IAPD

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