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One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-04 |
| WY | RA | APPROVED | 2023-10-25 |
| OR | RA | APPROVED | 2023-02-09 |
Branch Locations
One American Square, Indianapolis, IN 46282 • United States
20151 Sw Birch Street Suite 250, Newport Beach, CA 92660 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | 11/2021 |
| American United Life | Newport Beach | CA | 02/2022 | Present |
| Oneamerica Securities | Newport Beach | CA | 01/2022 | 06/2022 |
| Oneamerica Securities | Newport Beach | CA | 12/2022 | Present |
Non-variable insurance sales (fixed life, fixed annuities, health)**Agent: Dickerson Employee Benefits - health insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-12 |
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