Best Investors Account Sign in
Inactive

Michael Soo

Soo Financial L.L.C.

Saline, MI

Claim This Profile
Current Employers
Soo Financial L.L.C.

Saline, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-01-14
  • MI RA
    APPROVED
    Since 2011-01-14

Branch Locations

Saline, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soo Financial Llc Saline MI 12/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-11
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    2011-01-11
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05

View on SEC IAPD

More in Saline, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor