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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-07-24 |
| CA | RA | APPROVED | 2010-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2010 | Present |
I*3704266 Entity Type: Entity Charitable Name of OBA: United Portuguese SES Hall Address: San Diego, California, 92106 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/17/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Maintaining the hall and supporting events volunteer at the events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-02 |
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