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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Evergreen | CO | 03/1998 | Present |
(1) 4/10/1998: SCHEIMER INVESTMENT GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 80%. (2) 3/27/2003: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. (3) 8/20/2003: THE HARTFORD LIFE & ACCIDENT INSURANCE COMPANY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. (4) 12/6/2004: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - NOTARY PUBLIC. (5) 1/18/2007 - Scheimer Investment Group, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0%. (6) 10/28/2024 - Schaefer Farms, Inc. - Other - Rep's Business - Not Investment Related - Colorado Springs, CO - Start Date 12/01/2024 - 5 Hours Per Month/ 2 Hours During Trading (7) 11/25/2024 - Serendipity Enterprises LLC - Other - agriculture/farming business - Evergreen, CO - Not Investment Related - Start Date 11/06/2024 - 1 Hour Per Month/ 0 Hours During Trading (8) 11/25/2024 - Schaefer Farms Inc. - Other - Rep's Business - Colorado Springs, CO - Not Investment Related - Start Date 11/06/2024 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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