Inactive

Carroll Ryan Smith

Rs Wealth Management, Inc.

Lutherville, MD

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Current Employers

Rs Wealth Management, Inc.

Lutherville, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-05-30

MD RA
APPROVED

Since 2013-05-30

Branch Locations

Lutherville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Molter	Santa Monica	CA	03/2009	Present

03/2009 → Present

National Planning Molter

Santa Monica, CA

Previous Registrations

2009-03-13 → 2013-05-21

National Planning Corporation

Hunt Valley, MD

Lutherville, MD

Baltimore, MD
2002-02-11 → 2009-04-02

Ubs Financial Services Inc.

Hunt Valley, MD

Hunt Valley, MD

Other Businesses

CARROLL RYAN SMITH - YES - 9621 HARFORD RD 1ST FL BALTIMORE, MD 21234 - FIXED INS - 7/09 - 5HR/MO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1998-01-05

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1998-01-05

Other Names

Carroll Ryan Smith
Smith C Ryan

View on SEC IAPD

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