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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-23 |
Branch Locations
5908 Toole Drive, Knoxville, TN 37919 • United States
Andersonville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trustfirst, Inc. | Knoxville | TN | 03/2010 | 06/2025 |
| Greensview Wealth Management | Chicago | IL | 07/2019 | 07/2020 |
| Trendz Advisors, Inc. | Knoxville | TN | 10/2007 | 06/2025 |
| Osaic Wealth, Inc. | Knoxville | TN | 06/2025 | Present |
1. JAMES A. POWERS INSURANCE SALES; INVESTMENT RELATED; 124 SHORE LOOP, ANDERSONVILLE, TN 37705; AGENT-OWNER; 2007; 1 HR/MONTH. 2. JAMES POWERS INSURANCE AGENT POSITION: Insurance Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/12/1997 ADDRESS: 124 Shore Loop, Andersonville TN 37705-3602, United States DESCRIPTION: I hold an insurance license that and I very rarely sell a policy 3. DC POWERS, LLC POSITION: Single Member LLC NATURE: Buy and sell electronic parts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 124 Shore Loop, Andersonville TN 37705, United States DESCRIPTION: Satisfy purchase orders 4. TRUSTFIRST POSITION: Member NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/17/2010 ADDRESS: 5908 Toole Dr, Suite A, Knoxville TN 37919, United States DESCRIPTION: dba for securities business 5. THE DREAM CONNECTION POSITION: Board Member NATURE: To fulfill "dreams" of children with life threatening illnesses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/22/1997 ADDRESS: P.O. Box 10924, Knoxville TN 37939, United States DESCRIPTION: To assist in the fulfillment of the children dreams and or wishes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-25 |
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