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Caedmon Goodrich Bear

On The Trail Financial Planning, LLC

Walnut Creek, CA

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Current Employers
On The Trail Financial Planning, Llc

Walnut Creek, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-27
CA RA APPROVED 2018-07-20
  • TX RA
    APPROVED_RES
    Since 2020-10-27
  • CA RA
    APPROVED
    Since 2018-07-20

Branch Locations

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 11/1996 06/2017
Honeycomb Financial Walnut Creek CA 04/2018 12/2019
Unemployed Walnut Creek CA 09/2017 03/2018
On The Trail Financial Planning, Llc Walnut Creek CA 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16

View on SEC IAPD

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