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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-11
GA RA APPROVED 2011-08-01
  • TX RA
    APPROVED_RES
    Since 2025-07-11
  • GA RA
    APPROVED
    Since 2011-08-01

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

620 N Jeff Davis Dr 2Nd Fl, Fayetteville, GA 30214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Decatur GA 04/2009 11/2016
Wells Fargo Clearing Services, Llc Decatur GA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-28
S63 Uniform Securities Agent State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2011-07-28
  • S63 Uniform Securities Agent State Law Examination
    2002-11-25

View on SEC IAPD

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