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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-03-25 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securitiees Inc | New York | NY | 06/2012 | 03/2017 |
| Mml Investors Services, Llc | Atlanta | GA | 03/2017 | Present |
| Massmutual Life Insurance | Atlanta | GA | 07/2016 | Present |
1) Name: Raymond Nelson Inv rel: Y Add: 270 17th Street NW Unit 510 Atlanta, GA 30363 Nature: Outside Insurance Position: Agent Start date: 08/2012 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe Duties: Individual Life/Health, Group Life/Health, P&C , Disability, Long-term care, Fixed annuities. 2)Name: Hoot Mortgage, Inv Rel: Y Addr: 270 17th Street NW Unit 510, Atlanta GA 30363, Nature: Mortgage Origination, Position: Mortgage Loan Originator, Start: 8/1/2025, No Hr/Mo: 20 No Hr/Mo Dur Trading: 0 Duties: Responsible for originating mortgage loans, assisting clients throughout the loan process, evaluation loan application and ensuring compliance with underwriting guidelines. Not responsible for soliciting nor sourcing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
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