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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
ID RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • ID RA
    APPROVED
    Since 2014-01-21

Branch Locations

397 Overland Avenue, Burley, ID 83318 • United States

Declo, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Saint Cloud MN 02/2013 Present
D.L. Evans Bank Burley ID 02/2013 Present
Cetera Investment Advisers Llc Burley ID 01/2014 Present
  • 02/2013 → Present
    Cetera Investment Services
    Saint Cloud, MN
  • 02/2013 → Present
    D.L. Evans Bank
    Burley, ID
  • 01/2014 → Present
    Burley, ID
Previous Registrations
  • 2007-01-05 → 2013-02-04
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-02-05 → 2006-12-31
    Zions Direct, Inc.
    Burley, ID
    Salt Lake City, UT
    Burley, ID
    Twin Falls, ID
Other Businesses

1)Own 40 acres of land that is farmed and crops sold; 2)Partner of Keystone Investment Partners; commercial rental real estate. 3) NORTH CASSIA RURAL FIRE DEPARTMENT, COMMISSIONER, DECISIONS ON EQUIPMENT REPLACEMENT, BUDGETING ISSUES AND OVERSEES MANAGEMENT BY THE FIRE CHIEFS, .15HRS/WK 2) CERTIFIED FAMILY HOME FOR DISABLED ADULT SON, 2HRS/WK 4) FARM, 100% OWNER, 5HRS/WK 4) KEYSTONE INVESTMENT PARTNERS LLC, COMMERCIAL REAL ESTATE RENTAL, 25% OWNER, <1HR/WK 4) D MOUNTAIN APPLICATORS, AGRICULTURAL SPRAY DRONES, 50% OWNER, 0-1/HRS/WK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-14
S63 Uniform Securities Agent State Law Examination 1996-12-06
  • S65 Uniform Investment Adviser Law Examination
    1998-07-14
  • S63 Uniform Securities Agent State Law Examination
    1996-12-06

View on SEC IAPD

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