Juan Eduardo Oechsle

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-02-17

MD RA
APPROVED

Since 2009-02-17

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Annapolis	CA	01/2009	Present

01/2009 → Present

Lpl Financial

Annapolis, CA

Previous Registrations

2006-02-21 → 2009-03-10

Citigroup Global Markets Inc.

Annapolis, MD

New York, NY

Annapolis, MD
1997-07-23 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Annapolis, MD

Other Businesses

(1) 06/01/2015 - BUSINESS OWNER - NOT INV REL - LIMITED CRAB HARVESTER-LICENSE FOR CATCHING AND SELLING CRABS - WATERS OF THE CHESAPEAKE BAY - START 06/06/2015 - 16 HRS/MO NOT DURING SECS TRDG HRS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-12
S63	Uniform Securities Agent State Law Examination	1997-02-05

S65 Uniform Investment Adviser Law Examination

1997-02-12
S63 Uniform Securities Agent State Law Examination

1997-02-05

View on SEC IAPD