Tate Heritage Wingate

Current Employers

New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-04-22

CT RA
APPROVED

Since 2025-04-22

Branch Locations

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Norwalk	CT	06/2015	11/2020
Morgan Stanley	Greenwich	CT	11/2020	01/2023
Rbc Capital Markets, Llc	Westport	CT	01/2023	02/2025
Newedge Securities, Llc	Pittsburgh	PA	04/2025	Present
Newedge Wealth	Stamford	CT	04/2025	Present

06/2015 → 11/2020

Ameriprise Financial Services, Inc.

Norwalk, CT
11/2020 → 01/2023

Morgan Stanley

Greenwich, CT
01/2023 → 02/2025

Rbc Capital Markets, Llc

Westport, CT
04/2025 → Present

Newedge Securities, Llc

Pittsburgh, PA
04/2025 → Present

Newedge Wealth

Stamford, CT

Previous Registrations

2023-03-06 → 2025-02-05

Rbc Capital Markets, Llc

Westport, CT

New York, NY

Fairfield, CT
2020-11-12 → 2023-02-07

Morgan Stanley

Greenwich, CT
2015-06-12 → 2020-11-06

Ameriprise Financial Services, Llc

Westport, CT

Westport, CT

Glastonbury, CT

Springfield, MA

Greenwich, CT
2012-01-24 → 2015-06-15

Morgan Stanley

New York, NY

New York, NY

Waltham, MA

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-23
S63	Uniform Securities Agent State Law Examination	1997-02-11

S65 Uniform Investment Adviser Law Examination

2012-01-23
S63 Uniform Securities Agent State Law Examination

1997-02-11