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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Boston | MA | 09/2007 | 03/2017 |
| Mml Investors Services, Llc | Boston | MA | 03/2017 | 03/2024 |
| Thrivent Financial | Appleton | WI | 03/2024 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 03/2024 | Present |
| Msi Financial Services | Boston | MA | 09/2007 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-18 |
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