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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED | 2024-01-05 |
| CA | RA | APPROVED | 2023-03-20 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2017 | 09/2022 |
| Unemployed | Los Angeles | CA | 10/2015 | 08/2017 |
| Ubs Financial Services | Los Angeles | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-22 |
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