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Robert Howard Moody

Compass Advisors LLC

Big Canoe, GA

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Current Employers
Compass Advisors Llc

Big Canoe, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-03-20
  • GA RA
    APPROVED
    Since 2012-03-20

Branch Locations

Big Canoe, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Advisors Llc Big Canoe GA 12/1998 Present
Financial Preparedness Llc Big Canoe GA 11/2023 Present
  • 12/1998 → Present
    Compass Advisors Llc
    Big Canoe, GA
  • 11/2023 → Present
    Financial Preparedness Llc
    Big Canoe, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-15
  • S65 Uniform Investment Adviser Law Examination
    1996-11-15
Designations
Other Names
  • Robert Moody

View on SEC IAPD

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