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Allen Paul Braunbeck

Kingdom Financial Group, LLC

Peoria, AZ

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Current Employers
Kingdom Financial Group, Llc

14155 N. 83 Ave #144, Peoria, AZ 85381 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-04
  • AZ RA
    APPROVED
    Since 2026-03-04

Branch Locations

14155 N. 83 Ave #144, Peoria, AZ 85381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St Louis MO 11/2007 01/2021
Td Ameritrade, Inc. Phoenix AZ 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
E*Trade Securities Llc Sandy UT 04/2021 09/2023
E*Trade Capital Management Llc Sandy UT 04/2021 09/2023
Morgan Stanley Gilbert AZ 04/2023 01/2026
Morgan Stanley Gilbert AZ 09/2023 09/2023
Unemployed Sun City AZ 01/2021 04/2021
Charles Schwab & Co., Inc Phoenix AZ 01/2026 02/2026
Fullerton Financial Planning Peoria AZ 02/2026 Present
Kingdom Financial Group Llc Peoria AZ 02/2026 Present
  • 11/2007 → 01/2021
    Scottrade, Inc.
    St Louis, MO
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Phoenix, AZ
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2021 → 09/2023
    E*Trade Securities Llc
    Sandy, UT
  • 04/2021 → 09/2023
    E*Trade Capital Management Llc
    Sandy, UT
  • 04/2023 → 01/2026
    Morgan Stanley
    Gilbert, AZ
  • 09/2023 → 09/2023
    Morgan Stanley
    Gilbert, AZ
  • 01/2021 → 04/2021
    Unemployed
    Sun City, AZ
  • 01/2026 → 02/2026
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 02/2026 → Present
    Fullerton Financial Planning
    Peoria, AZ
  • 02/2026 → Present
    Kingdom Financial Group Llc
    Peoria, AZ
Previous Registrations
  • 2026-02-02 → 2026-02-25
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 2023-09-05 → 2026-01-06
    Morgan Stanley
    Sun City, AZ
    Gilbert, AZ
    Gilbert, AZ
    Scottsdale, AZ
    Sandy, UT
    Gilbert, AZ
  • 2021-05-26 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Gilbert, AZ
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Phoenix, AZ
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Phoenix, AZ
  • 2017-08-09 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-05
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S66 Uniform Combined State Law Examination
    2017-08-05
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Allen Paul Braunbeck
  • Allen P Braunbeck

View on SEC IAPD

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