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Matthew David Friedrichsen

Cwm, LLC

West Des Moines, IA

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-01-04
TX RA APPROVED 2019-01-04
  • IA RA
    APPROVED
    Since 2019-01-04
  • TX RA
    APPROVED
    Since 2019-01-04

Branch Locations

1080 Jordan Creek Parkway Suite 300 North, West Des Moines, IA 50266 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Des Moines IA 09/2014 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 01/2019
Cetera Advisor Networks El Segundo CA 01/2019 12/2023
Cwm, Llc West Des Moines IA 11/2023 Present
Carson Group West Des Moines IA 11/2023 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Des Moines, IA
  • 11/2016 → 01/2019
    Des Moines, IA
  • 01/2019 → 12/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2023 → Present
    West Des Moines, IA
  • 11/2023 → Present
    Carson Group
    West Des Moines, IA
Previous Registrations
  • 2014-09-08 → 2019-01-08
    West Des Moines, IA
    Clive, IA
  • 2011-08-31 → 2014-09-15
    Cetera Wealth Services, Llc
    Culver City, CA
    West Des Moines, IA
  • 2009-02-19 → 2011-08-22
    Commerce Wealth Advisers, Llc
    Johnston, IA
  • 2007-07-05 → 2009-02-20
    Dewaay Capital Management
    West Des Moines, IA
  • 2005-01-11 → 2007-07-02
    Des Moines, IA
    Des Moines, IA
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-07
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    2004-10-07
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Other Names
  • Matt Friedrichsen

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