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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-08-12 |
| TX | RA | APPROVED_RES | 2021-08-23 |
| CA | RA | APPROVED | 2010-01-01 |
| FL | RA | APPROVED | 2010-01-01 |
Branch Locations
Sanbornton, NH • United States
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Coral Gables | FL | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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