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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14

Branch Locations

Knoxville, TN • United States

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc Knoxville TN 08/2000 Present
Ssn Advisory, Inc. Knoxville TN 08/2003 09/2020
Securities America, Inc. Knoxville TN 09/2020 Present
Securities America Advisors, Inc. Knoxville TN 09/2020 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
  • 08/2000 → Present
    Securities Service Network, Inc
    Knoxville, TN
  • 08/2003 → 09/2020
    Ssn Advisory, Inc.
    Knoxville, TN
  • 09/2020 → Present
    Securities America, Inc.
    Knoxville, TN
  • 09/2020 → Present
    Securities America Advisors, Inc.
    Knoxville, TN
  • 06/2024 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
Previous Registrations
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Knoxville, TN
  • 2004-02-10 → 2020-09-18
    Ssn Advisory, Inc.
    Knoxville, TN
Other Businesses

JONSPOT PHOTOGRAPHY POSITION: Owner and Photographer NATURE: Photography INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 10384 Ivy Hollow Drive, Knoxville TN 37931, United States DESCRIPTION: I conduct photo sessions (wedding, family, seniors, etc.) and sell photos from those sessions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-09
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2000-11-09
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Other Names
  • Jon Matthews

View on SEC IAPD

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