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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-06 |
| WA | RA | APPROVED | 2020-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpha Cubed Investments, Llc | San Jose | CA | 10/2015 | 05/2020 |
| Mutual Advisors, Llc | Caspar | WY | 05/2020 | 09/2020 |
| Strait & Sound Wealth Management Llc | San Francisco | CA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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