Luis Alejandro Casaresmaduro

Current Employers

Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-03-13

PR RA
APPROVED

Since 2018-03-13

Branch Locations

Montehiedra Office Centre 9615 Los Romero Ave, Ste 511, San Juan, PR 00926 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	San Juan	PR	05/2016	02/2018
Nationwide Planning Associates, Inc	San Juan	PR	02/2018	Present

05/2016 → 02/2018

Aegis Capital Corp

San Juan, PR
02/2018 → Present

Nationwide Planning Associates, Inc

San Juan, PR

Previous Registrations

2016-05-20 → 2018-03-02

Aegis Capital Corp.

San Juan, PR

Other Businesses

DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ, 07410, INVESTMENT RELATED, START DATE: 2/28/2018

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-18
S63	Uniform Securities Agent State Law Examination	1997-01-18

S65 Uniform Investment Adviser Law Examination

2001-12-18
S63 Uniform Securities Agent State Law Examination

1997-01-18

Other Names

Luis Alejandro Casares

View on SEC IAPD