Carrie Elizabeth Bowman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-16
WV	RA	APPROVED	2020-03-17

OH RA
APPROVED

Since 2026-08-16
WV RA
APPROVED

Since 2020-03-17

Branch Locations

97 6Th Avenue, Rayland, OH 43943 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	03/2020
Lpl Financial Llc	Wheeling	WV	03/2020	Present

01/2013 → 03/2020

Cetera Advisor Networks Llc

El Segundo, CA
03/2020 → Present

Lpl Financial Llc

Wheeling, WV

Previous Registrations

2010-10-05 → 2020-03-12

Cetera Wealth Services, Llc

Wheeling, WV

Wheeling, WV

Wheeling, WV
2010-01-19 → 2010-09-09

Janney Montgomery Scott Llc

Wheeling, WV

Wheeling, WV

Other Businesses

1) 7/2019 - Real Estate Rental - Investment Related - 97 6TH AVE RAYLAND, OH 43943 2) 3/2020 - Non-Variable Insurance - Carrie Bowman - Wheeling, WV 26003 3) 05/02/2024 - Other - Notary - Notary Public - Not Investment Related - At Reported Business Location(s) - Start Date 04/29/2024 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-28
S63	Uniform Securities Agent State Law Examination	1996-12-11

S66 Uniform Combined State Law Examination

2010-04-28
S63 Uniform Securities Agent State Law Examination

1996-12-11

Other Names

Carrie Hoetzel
Carrie E Bowman

View on SEC IAPD