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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-27 |
Branch Locations
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2010 | 09/2016 |
| Lpl Financial, Llc | Dixon | CA | 09/2016 | Present |
| Golden State Wealth Management, Llc | South Coast Metro | CA | 09/2016 | Present |
(1) 09/26/2016: GOLDEN STATE WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) - Start 10/03/2016 - 100% Time Spent (2) 09/28/2016: Golden State Wealth Management, LLC - Registered Investment Advisor Hybrid - Investment Related - 319 N Main Street Ft Bragg CA - Start 10/01/2016 - 100% Time Spent - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-19 |
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