Dianne Lynn Eggert

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-03-21
TX	RA	APPROVED_RES	2024-03-21

MO RA
APPROVED

Since 2024-03-21
TX RA
APPROVED_RES

Since 2024-03-21

Branch Locations

Neosho, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Directed Services, Llc	Syracuse	UT	07/2009	06/2018
Voya Financial	Syracuse	UT	09/2014	10/2019
Voya Financial Partners	Syracuse	UT	09/2014	10/2019
Voya American Equities	Syracuse	UT	09/2014	10/2019
Voya Retirement Advisors	Syracuse	UT	09/2014	09/2016
Voya Financial Advisors	Syracuse	UT	09/2014	10/2019
Cetera Advisors Llc	Denver	CO	10/2019	Present
Prosperity Network Of Advisors	Syracuse	UT	10/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	Present

07/2009 → 06/2018

Directed Services, Llc

Syracuse, UT
09/2014 → 10/2019

Voya Financial

Syracuse, UT
09/2014 → 10/2019

Voya Financial Partners

Syracuse, UT
09/2014 → 10/2019

Voya American Equities

Syracuse, UT
09/2014 → 09/2016

Voya Retirement Advisors

Syracuse, UT
09/2014 → 10/2019

Voya Financial Advisors

Syracuse, UT
10/2019 → Present

Cetera Advisors Llc

Denver, CO
10/2019 → Present

Prosperity Network Of Advisors

Syracuse, UT
03/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: PROSPERITY NETWORK OF ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: COMPLIANCE ANALYST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: DIANNE EGGERT- PUBLIC SPEAKER; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PUBLIC SPEAKING; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PUBLIC SPEAKER;. APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PUBLIC SPEAKER AT CHURCHES OR FAITH BASED EVENTS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-23
S63	Uniform Securities Agent State Law Examination	1998-09-15

S66 Uniform Combined State Law Examination

2020-11-23
S63 Uniform Securities Agent State Law Examination

1998-09-15

Other Names

Dianne Lynn Taylor

View on SEC IAPD