Francesco Giuseppe Maggiora

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-14

TX RA
APPROVED

Since 2014-08-14

Branch Locations

Austin, TX • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc.	Austin	TX	08/2014	Present
Assetmark Brokerage, Llc	Austin	TX	08/2014	Present

08/2014 → Present

Assetmark Financial Holdings, Inc.

Austin, TX
08/2014 → Present

Assetmark Brokerage, Llc

Austin, TX

Previous Registrations

2013-11-26 → 2014-08-08

Pacific Financial Group, Llc

Nashville, TN
2003-07-02 → 2012-09-11

Assetmark, Inc.

San Mateo, CA

Concord, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY - VICE PRESIDENT, DIVISIONAL SALES OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. TESOROS HOLDINGS, LLC - IN LAS VEGAS, NV - NOT INVESTMENT RELATED - LLC TO OWN, MANAGE AND MAINTAIN REAL ESTATE PROPERTIES AND RUN BY CO-MANAGER (WIFE) - MANAGER, MEMBER - START DATE 7/2024 - SPEND O HOURS PER MONTH AND DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-31

S66 Uniform Combined State Law Examination

2000-01-31

Other Names

Frank G. Maggiora

View on SEC IAPD