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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-17 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Brea | CA | 10/2015 | 05/2017 |
| Wedbush Securities Inc. | Newport Beach | CA | 05/2017 | 11/2021 |
| Wedbush Securities Inc. | Los Angeles | CA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-08 |
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