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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-03-25 |
| PA | RA | APPROVED | 2025-03-24 |
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
1349 Wilmington Pike, West Chester, PA 19382-8276 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 11/1996 | 03/2025 |
| Bank Of America, N.A. | Kansas City | MO | 12/2009 | 03/2025 |
| Ameriprise Financial Services, Llc | Indiana | PA | 03/2025 | Present |
Outside Employment; S&T Financial Services; Dual FA role with S&T Bank and Ameriprise.; Retail; 1349 Wilmington Pike, , West Chester, PA, 19382-8276; Investment-Related; 04/07/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-03 |
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