Samantha Anne Mcmillan

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-12-06

FL RA
APPROVED

Since 2016-12-06

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Jacksonville	FL	05/2009	12/2016
Raymond James & Associates, Inc	Ponte Vedra Beach	FL	12/2016	Present

05/2009 → 12/2016

Wells Fargo Advisors Llc

Jacksonville, FL
12/2016 → Present

Raymond James & Associates, Inc

Ponte Vedra Beach, FL

Previous Registrations

2003-07-01 → 2016-12-05

Wells Fargo Clearing Services, Llc

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL
2000-12-22 → 2003-07-01

Prudential Equity Group, Llc

Jacksonville, FL

Other Businesses

EVENT PRODUCTION SERVICES, NOT INVESTMENT RELATED, JACKSONVILLE, FL, CLERICAL, START: 11/2009, 32 HOURS PER MONTH/0 DURING TRADING, DUTIES: YEAR END, FILING AND DATA ENTRY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-04
S63	Uniform Securities Agent State Law Examination	2001-09-06

S65 Uniform Investment Adviser Law Examination

2007-12-04
S63 Uniform Securities Agent State Law Examination

2001-09-06

Other Names

Samantha Anne Morrow

View on SEC IAPD