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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
CO RA APPROVED 2015-11-25
WA RA APPROVED 2014-07-18
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • CO RA
    APPROVED
    Since 2015-11-25
  • WA RA
    APPROVED
    Since 2014-07-18

Branch Locations

Fountain, CO • United States

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Colorado Springs CO 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Colorado Springs, CO
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Billings, MT
  • 2002-04-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Billings, MT
    Billings, MT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-01
  • S66 Uniform Combined State Law Examination
    2019-04-01

View on SEC IAPD

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