Scott William Holmes

Current Employers

Employment History

• 09/2015 → 05/2018
  Neuberger Berman Llc
  Laguna Niguel, CA
• 05/2018 → 11/2022
  Commonwealth Financial Network
  San Diego, CA
• 05/2018 → Present
  Coastal Wealth Inc.
  Laguna Niguel, CA
• 12/2022 → Present
  Lpl Financial Llc
  Laguna Niguel, CA

Previous Registrations

• 2018-05-22 → 2022-12-13
  Commonwealth Financial Network
  Laguna Niguel, CA
  San Diego, CA
• 2015-10-01 → 2018-05-23
  Neuberger Berman Bd Llc
  Laguna Niguel, CA
  New York, NY
• 2012-05-22 → 2015-09-29
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2009-06-01 → 2012-03-07
  Morgan Stanley
  San Luis Obispo, CA
  Paso Robles, CA
• 2009-04-13 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Luis Obispo, CA
• 2003-11-28 → 2009-04-22
  Wells Fargo Investments, Llc
  San Luis Obispo, CA
  King City, CA
  Greenfield, CA
  Nipomo, CA
  Grover Beach, CA
  Paso Robles, CA
  San Luis Obispo, CA
  San Luis Obispo, CA
• 2002-11-22 → 2003-11-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Luis Obispo, CA

Other Businesses

1)11/11/2022 - Coastal Wealth Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2018 2)11/11/2022 - Borrower of a Loan - Inv Rel - Laguna Niguel, CA - Start: 03/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-16
• S63 Uniform Securities Agent State Law Examination
  1998-10-02