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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Massapequa Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 06/2012 Present
Other Businesses

1) INDEPENDENT DISTRIBUTOR OF YOUNG LIVING OILS / SELLING ESSTENTIAL OIL/ 15 RUSTWOOD PLACE MASSAPEQUA PARK, NY 11762 / SELLER/ START DATE 3/19/2013 - / 5HRS 2) EMERGE INTO PEACE / 15 RUSTWOOD PLACE MASSAPEQUA PARK,NEW YORK 11762 / OWNER/ / START DATE 7/30/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-13
S63 Uniform Securities Agent State Law Examination 2000-11-30
  • S65 Uniform Investment Adviser Law Examination
    2001-02-13
  • S63 Uniform Securities Agent State Law Examination
    2000-11-30
Other Names
  • Tina Somma
  • Tina Marie Somma
  • Tina Marie Delvalle
  • Tina Marie Sarro

View on SEC IAPD

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