Robert John Stewart

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-01-23

IL RA
APPROVED

Since 2025-01-23

Branch Locations

7800 Lincoln Avenue, Skokie, IL 60077 • United States

4343 W. Peterson, Chicago, IL 60646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Midwest Financial And Investment Services, Inc.	Elmwood Park	IL	05/2007	Present
Wayne Hummer Investments	Skokie	IL	04/2009	01/2025
Lpl Financial Llc	Chicago	IL	01/2025	Present

05/2007 → Present

Midwest Financial And Investment Services, Inc.

Elmwood Park, IL
04/2009 → 01/2025

Wayne Hummer Investments

Skokie, IL
01/2025 → Present

Lpl Financial Llc

Chicago, IL

Previous Registrations

2009-04-17 → 2025-01-23

Wintrust Investments Llc

Skokie, IL

Chicago, IL

Chicago, IL
2007-05-07 → 2009-04-20

Midwest Financial And Investment Services, Inc.

Glenview, IL

Chicago, IL

Downers Grove, IL

Melrose Park, IL
2005-02-18 → 2007-05-09

Raymond James Financial Services, Inc.

Elmwood Park, IL

Melrose Park, IL

Elmwood Park, IL
2002-09-04 → 2005-01-11

A. G. Edwards & Sons, Inc.

Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/29/2024- 160 Hours Per Month- 160 Hours During Training

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-03

S66 Uniform Combined State Law Examination

1999-12-03

View on SEC IAPD