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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-01 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds Distributors, Inc. | Los Angeles | CA | 02/2003 | 04/2025 |
| Capital Client Group, Inc. | San Antonio | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
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