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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-19 |
Branch Locations
1100 Poydras St. Suite 2160, New Orleans, LA 70163 • United States
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beaumont | TX | 07/2014 | 12/2023 |
| Rbc Capital Markets, Llc | Houston | TX | 12/2023 | Present |
NAME OF ENTITY: Rental Property ADDRESS: 5314 Perrington Heights Lane, Houston TX INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 12.01.18 CAPACITY: Other DUTIES: None. Management company handles. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 1997-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
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