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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2013-11-18
  • MS RA
    APPROVED
    Since 2013-11-18

Branch Locations

105 Town Square, Bruce, MS 38915 • United States

209 Troy Street, Tupelo, MS 38802 • United States

9027 Ms Hwy 15, Ackerman, MS 39735 • United States

1427 Hwy 145, Guntown, MS 38849 • United States

2751 W Main Street, Tupelo, MS 38801 • United States

544 Veterans Blvd, Calhoun City, MS 38916 • United States

1001 S Gloster St, Tupelo, MS 38801 • United States

5033 Raymond St, Verona, MS 38879 • United States

701 Coulter Dr, New Albany, MS 38652 • United States

210 Industrial Road, Tupelo, MS 38801 • United States

300 E Bankhead St, New Albany, MS 38652 • United States

213 West Market Street, Booneville, MS 38829 • United States

3680 N G, Tupelo, MS 38804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Tupelo MS 11/2013 Present
Renasant Bank Tupelo MS 11/2013 Present
  • 11/2013 → Present
    Lpl Financial
    Tupelo, MS
  • 11/2013 → Present
    Renasant Bank
    Tupelo, MS
Previous Registrations
  • 2011-09-27 → 2013-11-27
    Tupelo, MS
    Tupelo, MS
    Chapel Hill, NC
  • 2004-10-01 → 2011-09-21
    Uvest Financial Services Group, Inc.
    Tupelo, MS
    Chelsea, AL
    Pelham, AL
    Birmingham, AL
    Columbiana, AL
    Chelsea, AL
    Oxford, MS
    Olive Branch, MS
    Cordova, TN
    Southaven, MS
    Starkville, MS
    Bruce, MS
    Ackerman, MS
    Tupelo, MS
  • 1999-07-12 → 2004-10-06
    Tupelo, MS
Other Businesses

1. 11/18/2013-RENASANT FINANCIAL SERVICES/DBA ONLY/TUPELO,MS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-24
S63 Uniform Securities Agent State Law Examination 1997-02-08
  • S65 Uniform Investment Adviser Law Examination
    1997-02-24
  • S63 Uniform Securities Agent State Law Examination
    1997-02-08
Other Names
  • David N Alford

View on SEC IAPD

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