Kenneth Han Park

Citigroup Global Markets Inc.

Westlake Village, CA

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-09-16

CA RA
APPROVED

Since 2024-09-16

Branch Locations

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Cwm Retail, Sales 3967 A East Thousand Oaks Blvd, 2Nd Floor, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Tarzana	CA	05/2008	04/2020
Wells Fargo Advisors Llc	Tarzana	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Tarzana	CA	11/2016	04/2020
Mufg Union Bank	Chatsworth	CA	07/2020	07/2024
Unemployed	Chatsworth	CA	04/2020	07/2020
Unionbanc Investment Services	Chatsworth	CA	07/2020	07/2024
Citibank	Westalke Village	CA	07/2024	Present

05/2008 → 04/2020

Wells Fargo Bank, N.A.

Tarzana, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Tarzana, CA
11/2016 → 04/2020

Wells Fargo Clearing Services, Llc

Tarzana, CA
07/2020 → 07/2024

Mufg Union Bank

Chatsworth, CA
04/2020 → 07/2020

Unemployed

Chatsworth, CA
07/2020 → 07/2024

Unionbanc Investment Services

Chatsworth, CA
07/2024 → Present

Citibank

Westalke Village, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-14
S63	Uniform Securities Agent State Law Examination	2010-04-19

S65 Uniform Investment Adviser Law Examination

2024-09-14
S63 Uniform Securities Agent State Law Examination

2010-04-19

Other Names

Kenneth Han Park
Ken Han Park
Kenneth Park

View on SEC IAPD

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