Stephen John Fisher

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-06-01

OH RA
APPROVED

Since 2017-06-01

Branch Locations

340 State Route 14, Columbiana, OH 44408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St Cloud	MN	06/2009	Present
Farmers National Bank	Columbiana	OH	06/2009	Present
Cetera Investment Advisers Llc	Columbiana	OH	05/2017	Present

06/2009 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2009 → Present

Farmers National Bank

Columbiana, OH
05/2017 → Present

Cetera Investment Advisers Llc

Columbiana, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-04-04

S63 Uniform Securities Agent State Law Examination

1997-04-04

Other Names

Stephen John Fisher

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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