Charles Nicholas Moore

Current Employers

Employment History

• 08/2009 → 08/2020
  Liberty Group, Llc
  Oakland, CA
• 08/2020 → 12/2021
  Ae Financial Services, Llc
  Topeka, KS
• 05/2018 → Present
  Liberty Wealth Management, Llc
  San Francisco, CA

Previous Registrations

• 2009-08-05 → 2018-10-10
  Liberty Group, Llc
  San Francisco, CA
  San Francisco, CA
  Oakland, CA
  Oakland, CA
• 2001-07-23 → 2009-07-30
  Cuna Brokerage Services, Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

Name of outside business or organization: Moore Financial Advice Address: 586-B Wisconsin Street, San Francisco, CA 94107 Title: Owner Description of outside business or organization: Investment-related financial firm. Description of duties or responsibilities: Financial sales and services. Start date: 08/2009 Hours devoted to OBA monthly: 144 during trading hrs. / 0 during non-trading hrs. Insurance Agent - C. Nicholas Moore has been licensed in California as an insurance producer/agent since 09/27/2001 (CA Insurance License #0C10617), soliciting, offering, and selling accident and health, life, and variable insurance products with Lifetime Marketing & Planning, Inc. (#0F17020). He will receive separate, yet customary, commission compensation resulting from the purchase and sales of these products from the firm he is appointed and with whom he may become appointed in the future. He will also receive other compensation, including bonuses and trail commissions from the products. Mr. Moore spends 10 hours a month on this activity during trading hours. Clients are in no way required to utilize any Advisor Representative of Liberty Wealth Management regarding such individual's activities outside of the firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-08
• S63 Uniform Securities Agent State Law Examination
  1997-01-24

Other Names

• Nick Moore