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Thomas Schuller

Fifth Third Securities, Inc.

St Petersburg, FL

Tampa, FL

St. Petersburg, FL

Chicago, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-30
MI RA APPROVED 2018-10-16
OH RA APPROVED 2018-10-12
IN RA APPROVED 2014-04-02
IL RA APPROVED 2012-06-29
  • FL RA
    APPROVED
    Since 2019-01-30
  • MI RA
    APPROVED
    Since 2018-10-16
  • OH RA
    APPROVED
    Since 2018-10-12
  • IN RA
    APPROVED
    Since 2014-04-02
  • IL RA
    APPROVED
    Since 2012-06-29

Branch Locations

St Petersburg, FL • United States

201 East Kennedy Boulevard, Tampa, FL 33602 • United States

3901 4Th St N, St. Petersburg, FL 33703 • United States

222 S. Riverside Plaza, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 06/2012 Present
  • 06/2012 → Present
    Fifth Third Securities
    Chicago, IL
Previous Registrations
  • 2004-09-28 → 2012-07-26
    Associated Investment Services, Inc.
    Crystal Lake, IL
    Chicago, IL
    Chicago, IL
    Third Lake, IL
    Libertyville, IL
    Gurnee, IL
    Mundelein, IL
    Waukegan, IL
    Lindenhurst, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Glenview, IL
    Libertyville, IL
    Elgin, IL
    Richmond, IL
    Third Lake, IL
    Chicago, IL
  • 1999-04-15 → 2002-12-10
    Morgan Stanley Dw Inc.
    Chicago, IL
Other Businesses

rental property - Chicago, IL - owner/landlord - 5 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-16
S63 Uniform Securities Agent State Law Examination 1997-01-10
  • S65 Uniform Investment Adviser Law Examination
    1997-01-16
  • S63 Uniform Securities Agent State Law Examination
    1997-01-10
Designations
Other Names
  • Tom Schuller

View on SEC IAPD

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