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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-15
TX RA APPROVED_RES 2016-03-14
OH RA APPROVED 2010-12-20
  • LA RA
    APPROVED
    Since 2016-03-15
  • TX RA
    APPROVED_RES
    Since 2016-03-14
  • OH RA
    APPROVED
    Since 2010-12-20

Branch Locations

3750 Park East Drive #200 Suite 100, Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beachwood OH 12/2010 Present
Stratos Wealth Partners, Ltd. Beachwood OH 12/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-12-17
    Beachwood, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beachwood, OH
  • 2001-04-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beachwood, OH
    Beachwood, OH
Other Businesses

1. 12/10/2010 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) . 2. 12/10/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 12/14/2010 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/2010 - Time Spent 5% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2010. I expect to spend approximately 24 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/18/2011 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Time Spent 20% - Sale and service of fixed insurance products, including fixed annuities, term insurance, universal insurance, whole life insurance, long term care insurance, disability insurance, health 5. 10/27/2014: SCOTT KINSELL LLC - Investment Related - Home Based & At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Owner - Started 12/01/2010 - 1 Hour Per Month During Securities Trading - OWNER OF THIS BUSINESS, SCOTT KINSELL LLC WHICH IS A CHECKING ACCOUNT USED ONLY FOR BUSINESS ACTIVITIES THROUGH LPL FINANCIAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-24
S65 Uniform Investment Adviser Law Examination 1997-01-24
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-01-24

View on SEC IAPD

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