Best Investors Account Sign in

Roberto 'TUcker' Maria Lopez

Citigroup Global Markets Inc.

Miami, FL

Coral Gables, FL

Miami, FL

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-06-04
FL RA APPROVED 2017-10-10
  • PR RA
    APPROVED
    Since 2025-06-04
  • FL RA
    APPROVED
    Since 2017-10-10

Branch Locations

Miami, FL • United States

Cwm Retail, Sales 1190 South Dixie Hwy., Coral Gables, FL 33146 • United States

Citi Wealth Management, Sales 201 S. Biscayne Blvd, Suite 100, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 07/2013 09/2017
Citigroup Miami FL 09/2017 Present
  • 07/2013 → 09/2017
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2017 → Present
    Citigroup
    Miami, FL
Previous Registrations
  • 2016-09-07 → 2017-10-05
    Truist Advisory Services, Inc.
    Miami Beach, FL
    Fort Lauderdale, FL
    Miami, FL
    N Miami Beach, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2013-07-30 → 2016-12-31
    Truist Investment Services, Inc.
    Miami, FL
    Miami, FL
    Miami Beach, FL
    Fort Lauderdale, FL
    North Miami Beach, FL
    Fort Lauderdale, FL
    Miami, FL
    Miami, FL
  • 2011-10-10 → 2013-07-26
    Lpl Financial Llc
    Miami Beach, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Key Biscayne, FL
    Miami Beach, FL
    Miami, FL
    Miami, FL
  • 2009-10-16 → 2011-10-04
    Morgan Keegan & Company, Llc
    Coral Gables, FL
  • 2007-02-16 → 2009-10-22
    Colonial Asset Management Inc
    Miami, FL
    Montgomery, AL
    Miami, FL
  • 2007-03-07 → 2009-10-12
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2006-01-13 → 2006-03-31
    Wells Fargo Clearing Services, Llc
    Pembroke Pines, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 2002-10-03
  • S65 Uniform Investment Adviser Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    2002-10-03
Other Names
  • Tucker Lopez
  • Robert M Lopez
  • Roberto Maria Lopez

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor