Faisal David Khan

Current Employers

Southwestern Money Management Llc

19100 Ridgewood Parkway Suite 1200, San Antonio, TX 78259 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-12-10

TX RA
APPROVED

Since 2019-12-10

Branch Locations

17802 Ih 10 West Suite 400, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Biglari Capital Corp.	San Antonio	TX	01/2011	Present

01/2011 → Present

Biglari Capital Corp.

San Antonio, TX

Previous Registrations

2009-10-05 → 2011-02-11

Ameriprise Financial Services, Llc

Friendswood, TX

Houston, TX
2009-04-28 → 2009-10-05

Ameriprise Advisor Services, Inc.

Friendswood, TX
2005-09-19 → 2009-05-13

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Other Businesses

I am currently employed by Biglari Capital Corp. and Biglari Enterprises LLC. Biglari Capital Corp. is the parent company of Southwestern Money Management, and is an SEC registered investment adviser. Biglari Enterprises LLC is the parent company of Biglari Capital Corp.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-05-10
S63	Uniform Securities Agent State Law Examination	2005-11-23

S65 Uniform Investment Adviser Law Examination

2019-05-10
S63 Uniform Securities Agent State Law Examination

2005-11-23

Other Names

Faisal Khan
Faisal D Khan

View on SEC IAPD