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Rafael Julian Perez

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-03
  • OH RA
    APPROVED
    Since 2021-10-03

Branch Locations

1360 East Ninth Street Suite 1100, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2021
Mai Capital Management, Llc Cleveland OH 09/2021 Present
Strategic Advisers Woodmere Village OH 01/2003 07/2018
Fidelity Brokerage Services Llc Woodmere Village OH 09/2002 06/2021
  • 07/2018 → 06/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → Present
    Mai Capital Management, Llc
    Cleveland, OH
  • 01/2003 → 07/2018
    Strategic Advisers
    Woodmere Village, OH
  • 09/2002 → 06/2021
    Fidelity Brokerage Services Llc
    Woodmere Village, OH
Previous Registrations
  • 2018-07-13 → 2021-07-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2003-01-28 → 2018-07-13
    Strategic Advisers Llc
    Woodmere Village, OH
    Woodmere Village, OH
Other Businesses

OAA#: 38297 | Org Name:The Church in Aurora | Org Addr:Aurora, OH, US | Nature of Bus:Religious | Invst Rel:Y | Title:Endowment Committee member | Duties:Promote the Endowment fund, Review requests from unrestricted capital, Monitor investment adviser. | Start Dt:01/31/2019 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-17
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S65 Uniform Investment Adviser Law Examination
    1997-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13
Designations
Other Names
  • Jay Perez

View on SEC IAPD

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Other Investors

LAURA ANN COLLINS
ANDREW JOSEPH GIVENS
WILLIAM STONE HENRY
JOSEPH QUERY
Alec Acampora
William Eugene Tomlinson
Ashley Celeste Kabalan
MITCHELL ALBAN KOTHEIMER

Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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