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Carl Garrett Lind

Alpha Omega Wealth Management, LLC

Richmond, VA

Staunton, VA

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Current Employers
Alpha Omega Wealth Management, Llc

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-11-02
  • VA RA
    APPROVED
    Since 2016-11-02

Branch Locations

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

2815 North Augusta Street Suite A, Staunton, VA 24401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diveley Lind & Associates, Llc Fort Defiance VA 05/1997 11/2016
Alpha Omega Investment Advisors Richmond VA 11/2016 Present
  • 05/1997 → 11/2016
    Diveley Lind & Associates, Llc
    Fort Defiance, VA
  • 11/2016 → Present
    Alpha Omega Investment Advisors
    Richmond, VA
Previous Registrations
  • 2014-05-30 → 2016-11-02
    Diveley Lind & Associates Llc
    Mt. Sidney, VA
  • 1997-05-08 → 2012-10-18
    Diveley Lind & Associates Llc
    Mt. Sidney, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-01
  • S65 Uniform Investment Adviser Law Examination
    1996-11-01
Designations
Other Names
  • Carl Garrett Lind
  • Carl Lind

View on SEC IAPD

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GABRIEL CHRISTOPHER HOFFMAN
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CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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