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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-23
  • TN RA
    APPROVED
    Since 2004-01-23

Branch Locations

2 Maryland Farms Suite 129, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Brentwood TN 11/1996 Present
Ipi Wealth Management, Inc. Brentwood TN 06/2000 Present
Other Businesses

INVESTMENT PLANNERS, PLLC - TAX PREPARER NOT INVSTMENT RELATED, SPENDING LESS THAN 8 HOURS PER MONTH ON DUTIES. FIXED INSURANCE SALE RENEWALS - LESS THAN 1 HOUR PER MONTH ON DUTIES. CONDUCTED OUT OF OFFICE IN BRENTWOOD, TN.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-21
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S65 Uniform Investment Adviser Law Examination
    1999-10-21
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25

View on SEC IAPD

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